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Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2022-10-24
NV RA APPROVED 2022-10-21
AZ RA APPROVED 2022-10-17
MA RA APPROVED 2022-10-12
NM RA APPROVED 2022-10-11
UT RA APPROVED 2022-10-11
AK RA APPROVED 2022-10-07
CA RA APPROVED 2022-10-07
CO RA APPROVED 2022-10-07
HI RA APPROVED 2022-10-07
ID RA APPROVED 2022-10-07
MT RA APPROVED 2022-10-07
WA RA APPROVED 2022-10-07
WY RA APPROVED 2022-10-07
  • OR RA
    APPROVED
    Since 2022-10-24
  • NV RA
    APPROVED
    Since 2022-10-21
  • AZ RA
    APPROVED
    Since 2022-10-17
  • MA RA
    APPROVED
    Since 2022-10-12
  • NM RA
    APPROVED
    Since 2022-10-11
  • UT RA
    APPROVED
    Since 2022-10-11
  • AK RA
    APPROVED
    Since 2022-10-07
  • CA RA
    APPROVED
    Since 2022-10-07
  • CO RA
    APPROVED
    Since 2022-10-07
  • HI RA
    APPROVED
    Since 2022-10-07
  • ID RA
    APPROVED
    Since 2022-10-07
  • MT RA
    APPROVED
    Since 2022-10-07
  • WA RA
    APPROVED
    Since 2022-10-07
  • WY RA
    APPROVED
    Since 2022-10-07

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs Chicago IL 07/2015 09/2022
Columbia Management Investment Distributors, Inc. Boston MA 09/2022 Present
  • 07/2015 → 09/2022
    Goldman Sachs
    Chicago, IL
  • 09/2022 → Present
    Columbia Management Investment Distributors, Inc.
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-26
  • S66 Uniform Combined State Law Examination
    2008-11-26
Designations
  • Certified Financial Planner
Other Names
  • Joe Thomas Hake

View on SEC IAPD

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