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Maria M Muth

LPl Financial LLC

Somerville, NJ

CRD 5398927

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-06
NJ RA APPROVED 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-06
  • NJ RA
    APPROVED
    Since 2025-03-06

Branch Locations

Somerville, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center, Inc. Somerville NJ 08/2007 03/2025
Mark J. Mauro Cpa Somerville NJ 02/2001 Present
Ic Advisory Services, Inc. Somerville NJ 10/2008 03/2025
Lpl Financial Llc Somerville NJ 03/2025 Present
  • 08/2007 → 03/2025
    The Investment Center, Inc.
    Somerville, NJ
  • 02/2001 → Present
    Mark J. Mauro Cpa
    Somerville, NJ
  • 10/2008 → 03/2025
    Ic Advisory Services, Inc.
    Somerville, NJ
  • 03/2025 → Present
    Somerville, NJ
Previous Registrations
  • 2008-10-30 → 2025-03-06
    Ic Advisory Services, Inc.
    Somerville, NJ
    Bedminster, NJ
Other Businesses

1- 03/06/2025 - Mauro & Co., PC - Tax Prep/Accounting/CPA - CPA - Investment Related - At Reported Business Location(s) - Start Date 01/01/2018 - 80 hours per month/ 40 hours during trading 2- 03/06/2025 - Mauro, CPA - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/03/2024 - 85 hours per month/ 65 hours during trading 3- 03/06/2025 - Maria Muth - Non-Variable Insurance - Insurance Rep - Investment Related - At Reported Business Location(s) - Start Date 01/01/2016 - 5 hours per month/ during trading 4- 11/20/2025 - Mauro CPA - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2016 - 5 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-22
  • S66 Uniform Combined State Law Examination
    2008-10-22

View on SEC IAPD

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