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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-09-03 |
| TX | RA | APPROVED | 2024-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Camden | ME | 06/2015 | 05/2017 |
| Raymond James Financial Services Advisors Inc. | Camden | ME | 06/2015 | 05/2017 |
| Ameriprise Financial Services Inc | Camden | ME | 05/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Camden | ME | 03/2020 | 09/2024 |
| Lpl Financial, Llc | Camden | ME | 09/2024 | Present |
1 - 07/25/2024 - Bayview Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 25 Hours/Month - 1 Hour During Trading - At reported business location(s). 2 - 07/25/2024 - Cronkite and White - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 20 Hours/Month - 1 Hour During Trading - ME 04856 - OBA Start Date: 06/16/2017.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-12 |
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