Sheri Ann Delisle

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-19
FL	RA	APPROVED	2022-04-28

TX RA
APPROVED_RES

Since 2024-04-19
FL RA
APPROVED

Since 2022-04-28

Branch Locations

Cape Coral, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Santander Bank Na	Johnston	RI	02/2015	04/2017
Santander Securities Llc	Johnston	RI	02/2015	04/2017
Infinex Investments	Milford	MA	04/2017	12/2019
Milford Federal Savings	Milford	MA	04/2017	12/2019
Mass Mutual Life Insurance Company	Cape Coral	FL	12/2019	Present
Mml Investors Services, Llc	Cape Coral	FL	12/2019	Present

02/2015 → 04/2017

Santander Bank Na

Johnston, RI
02/2015 → 04/2017

Santander Securities Llc

Johnston, RI
04/2017 → 12/2019

Infinex Investments

Milford, MA
04/2017 → 12/2019

Milford Federal Savings

Milford, MA
12/2019 → Present

Mass Mutual Life Insurance Company

Cape Coral, FL
12/2019 → Present

Mml Investors Services, Llc

Cape Coral, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-04-23
S63	Uniform Securities Agent State Law Examination	2007-11-16

S65 Uniform Investment Adviser Law Examination

2022-04-23
S63 Uniform Securities Agent State Law Examination

2007-11-16

Other Names

Sheri Ann Smith
Sheri Delisle

View on SEC IAPD