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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-17
NH RA APPROVED 2009-02-19
  • TX RA
    APPROVED_RES
    Since 2024-01-17
  • NH RA
    APPROVED
    Since 2009-02-19

Branch Locations

40 Congress Street, Portsmouth, NH 03801 • United States

Greenland, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Portsmouth NH 02/2009 Present
Previous Registrations
Other Businesses

1) Name of Business: New Hampshire Society for the Prevention of Cruelty to Animals (NHSPCA)./ Address: 104 Portsmouth Ave. StrathamNHUnited States 03885./ Nature: Care and rescue of animals and the education of the public./ Role: I help with strategic direction, fund raising and advise the senior management./ Start Date: 6/1/2021.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-14
  • S66 Uniform Combined State Law Examination
    2007-11-14

View on SEC IAPD

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