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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2018-04-20 |
Branch Locations
2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Melville | NY | 08/2007 | 03/2017 |
| Mml Investors Services, Llc | East Hills | NY | 03/2017 | Present |
| Massmutual Life Insurance Co | East Hills | NY | 07/2016 | Present |
1)INDEPENDENT INSURANCE AGENT SELLING LIFE/ACCIDENT/HEALTH FROM PRIVATE RESIDENCE FOR 2HRS/WK DURING SECURITIES TRADING & 1HR/WKND & EVENINGS SINCE 8/2007 2)AMBASSADOR FOR THE GAMA FOUNDATION FROM BUSINESS ADDRESS FOR 1HR/WK DURING SECURITIES TRADING & 1HR/WKND & EVENINGS SINCE 11/2014 2)NAME:FINSECA FROM GAMA, INV REL:Y ADDR:600 13TH ST NW, SUITE 550, WASHINGTON DC 20005, NATURE: INSURANCE INDUSTRY RESEARCH ORGANIZATION, POSITION:EMISSARY FROM AMBASSADOR, START:3/15/2022, NO HR/MO: 3 NO HR/MO DUR TRADING:3, DUTIES:FUNDRAISING, SPONSORSHIP AND RECRUITING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-10-05 |
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