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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2019-05-31 |
| TX | RA | APPROVED | 2019-05-31 |
Branch Locations
25 Chestnut St Ste 300N, Portsmouth, NH 03801-4064 • United States
Dover, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portsmouth | NH | 07/2007 | 05/2019 |
| Ameriprise Financial Services Inc | Portsmouth | NH | 05/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Portsmouth | NH | 03/2020 | Present |
Outside Employment; Garrison City Provisions; I will just be helping out running the cash register while the owners are on vacation.; Retail; 8 Franklin Plaza, , Dover, NH, 03820; Not Investment-Related; 03/08/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-01 |
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