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Michelle Marie Glass

Cetera Investment Advisers LLC

Sheffield Lake, OH

CRD 5398440

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-29
  • OH RA
    APPROVED
    Since 2023-06-29

Branch Locations

Sheffield Lake, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Independence OH 09/2014 01/2022
Glass Financial Advisors Independence OH 01/2016 Present
Cetera Wealth Services, Llc El Segundo CA 01/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2014 → 01/2022
    Voya Financial Advisors
    Independence, OH
  • 01/2016 → Present
    Glass Financial Advisors
    Independence, OH
  • 01/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-01-03 → 2022-01-27
    Independence, OH
    Independence, OH
  • 2007-10-30 → 2011-01-03
    Voya Financial Partners, Llc
    Independence, OH
Other Businesses

1. NAME OF OTHER BUSINESS: GLASS FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2016 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: CLEVELAND FISHER HOUSE, INVESTMENT RELATED: NO, ADDRESS: 10521 LEE AVE, CLEVELAND, OH 44016. NATURE OF BUSINESS: NON-PROFIT, START DATE: 09/2025, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TO SUPPORT THE MISSION OF THE FISHER HOUSE OF CLEVELAND: 3. NAME OF OTHER BUSINESS: COMMUNITY RESOURCE SERVICES, INVESTMENT RELATED: NO, ADDRESS: 33479 LAKE ROAD, AVON LAKE, OH 44012, NATURE OF BUSINESS: NON-PROFIT, START DATE: 09/2025, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SUPPORT THE MISSION OF COMMUNITY RESOURCE SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-29
  • S66 Uniform Combined State Law Examination
    2007-10-29

View on SEC IAPD

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