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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-10-29 |
Branch Locations
2445 Augustine Dr Suite 150, Santa Clara, CA 95054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 01/2013 | Present |
1) Samye; INVESTMENT RELATED: No; ADDRESS: 412 Glimmgerlen Road, Cooperstown, NY, 13326; NATURE: 501(c)3 Religious organization; POSITION: Treasurer/CFO; START DATE: 12/01/2021; NUMBER OF HOURS/MONTH: 15 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: I am the primary bookkeeper. I also am entrusted with overseeing the bank accounts, payments to contractors, taxes and recently we've opened up a brokerage account to accept stock donations. This is a volunteer position and I receive no compensation for it.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-12 |
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