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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-26 |
| WA | RA | APPROVED | 2023-04-26 |
Branch Locations
10400 Ne 4Th St. Suite 400, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Bellevue | WA | 07/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bellevue | WA | 11/2016 | 04/2023 |
| D.A. Davidson & Co. | Bellevue | WA | 04/2023 | Present |
BELLEVUE WEST LITTLE LEAGUE, INV RELATED, BELLEVUE, WA, BOARD MEMBER/TREASURER, START 6/15/2020, 10 HOURS PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS, ASSISTING NEW TREASURER WITH TRANSITION IN ROLE, MAKING SURE BILLS ARE PAID (UMPIRES, FIELDS, ETC.) AND ENSURING FUNDS ARE COLLECTED FROM PARTICIPATING FAMILIES. KINDERING, INV RELATED, BELLEVUE, WA, INVESTMENT COMMITTEE MEMBER, START 6/6/2020, 3 HOURS PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS, REVIEWING CASH FLOW & INVESTMENT RECOMMENDATIONS PROVIDED BY THE MONEY MANAGER, AND ENSURING DECISIONS ARE CONSISTENT WITH THE NEEDS OF THE ORGANIZATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-11 |
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