Michael C Coates

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2018-08-27

OH RA
APPROVED

Since 2018-08-27

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

9987 Carver Rd. Suite 100, Cincinnati, OH 45242 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Simply Money Advisors	Cincinnati	OH	06/2013	Present
Hanson Mcclain Advisors	Cincinnati	OH	08/2018	Present

06/2013 → Present

Simply Money Advisors

Cincinnati, OH
08/2018 → Present

Hanson Mcclain Advisors

Cincinnati, OH

Previous Registrations

2014-03-25 → 2019-02-07

Simply Money Advisors

Cincinnati, OH

Other Businesses

1) Insurance Agent - 7890 E. Kemper Rd, Cincinnati, Ohio 45249. Agent - Start Date 1/28/2016. 10% of time. Fact finding, discovery and presentation of products when necessary. 2) Uber 7/23/2016, not investment related - 335 W 4th Str, Cincinnati Ohio 45202, Drive clients to stated destination. Approximately 4% of time.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-10-01

S63 Uniform Securities Agent State Law Examination

2007-10-01

Designations

Certified Financial Planner

View on SEC IAPD