Donna Gail Smothermon

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-09-10
TX	RA	APPROVED	2017-05-19

FL RA
APPROVED

Since 2021-09-10
TX RA
APPROVED

Since 2017-05-19

Branch Locations

100 Crescent Ct Ste 1400, Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services Llc	Dallas	TX	05/2017	Present
Sandy Morris Financial Services Llc	Tampa	FL	08/2016	11/2016
Unemployed	Sarasota	FL	11/2016	05/2017

05/2017 → Present

Wells Fargo Clearing Services Llc

Dallas, TX
08/2016 → 11/2016

Sandy Morris Financial Services Llc

Tampa, FL
11/2016 → 05/2017

Unemployed

Sarasota, FL

Previous Registrations

2012-04-16 → 2016-07-27

Janney Montgomery Scott Llc

Sarasota, FL
2010-03-16 → 2012-04-12

Morgan Keegan & Company, Llc

Sarasota, FL
2009-08-31 → 2010-02-23

Wells Fargo Clearing Services, Llc

Sarasota, FL
2009-03-16 → 2009-07-23

Msi Financial Services, Inc.

Sarasota, FL
2008-01-08 → 2009-01-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sarasota, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-27

S66 Uniform Combined State Law Examination

2007-12-27

Other Names

Donna Gail Wilson
Donna G Smothermon
Donna Smothermon

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews