Donna Gail Smothermon

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → Present
  Wells Fargo Clearing Services Llc
  Dallas, TX
• 08/2016 → 11/2016
  Sandy Morris Financial Services Llc
  Tampa, FL
• 11/2016 → 05/2017
  Unemployed
  Sarasota, FL

Previous Registrations

• 2012-04-16 → 2016-07-27
  Janney Montgomery Scott Llc
  Sarasota, FL
• 2010-03-16 → 2012-04-12
  Morgan Keegan & Company, Llc
  Sarasota, FL
• 2009-08-31 → 2010-02-23
  Wells Fargo Clearing Services, Llc
  Sarasota, FL
• 2009-03-16 → 2009-07-23
  Msi Financial Services, Inc.
  Sarasota, FL
• 2008-01-08 → 2009-01-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sarasota, FL

Exams

• S66 Uniform Combined State Law Examination
  2007-12-27

Other Names

• Donna Gail Wilson
• Donna G Smothermon
• Donna Smothermon