Best Investors Account Sign in

Russell Stuart Handler

LPl Financial LLC

Temecula, CA

San Diego, CA

CRD 5397083

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-03
MA RA APPROVED 2022-06-21
  • CA RA
    APPROVED
    Since 2025-09-03
  • MA RA
    APPROVED
    Since 2022-06-21

Branch Locations

Temecula, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Andover/Boston MA 11/2014 06/2022
Lpl Financial, Llc Boston MA 06/2022 Present
  • 11/2014 → 06/2022
    Putnam Retail Management
    Andover/Boston, MA
  • 06/2022 → Present
    Lpl Financial, Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-23
S63 Uniform Securities Agent State Law Examination 2015-01-05
  • S65 Uniform Investment Adviser Law Examination
    2017-01-23
  • S63 Uniform Securities Agent State Law Examination
    2015-01-05
Other Names
  • Russell Handler
  • Rusty Handler

View on SEC IAPD

More in Temecula, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor