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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-03-09 |
Branch Locations
10900 Ne 4Th Street Ste 2300, #2413, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Spokane | WA | 11/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Spokane | WA | 07/2016 | 06/2019 |
| Mml Investors Services, Llc | Spokane | WA | 03/2017 | 06/2019 |
| Cuso Financial Sevices, L.P. | San Diego | CA | 06/2019 | 03/2022 |
| Royal Alliance Associates, Inc. | Bellevue | WA | 03/2022 | Present |
| Pacific Capital Resource Group | Spokane | WA | 03/2022 | Present |
1 PACIFIC CAPITAL RESOURCE GROUP POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/11/2022 ADDRESS: 1027 S AZALEA DR, SPOKANE WA 99224-2010, United States DESCRIPTION: Insurance Sales and Service 2. EXODUS COMPLINK POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/11/2022 ADDRESS: 1027 S AZALEA DR, SPOKANE WA 99224-2010, United States DESCRIPTION: Insurance sales and Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-05 |
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