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James Patrick Johnson

Columbia Management Investment Advisers, LLC

Boston, MA

CRD 5395922

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Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-18
  • MN RA
    APPROVED
    Since 2023-08-18

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 04/2009 12/2016
American Enterprise Investment Services Inc. Minneapolis MN 01/2017 10/2022
Ameriprise Financial Services, Inc. Minneapolis MN 12/2019 10/2022
Columbia Management Investment Distributors, Inc. Minneapolis MN 10/2022 Present
  • 04/2009 → 12/2016
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 01/2017 → 10/2022
    American Enterprise Investment Services Inc.
    Minneapolis, MN
  • 12/2019 → 10/2022
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 10/2022 → Present
    Columbia Management Investment Distributors, Inc.
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-15
S63 Uniform Securities Agent State Law Examination 2009-06-02
  • S65 Uniform Investment Adviser Law Examination
    2023-08-15
  • S63 Uniform Securities Agent State Law Examination
    2009-06-02
Other Names
  • James P Johnson

View on SEC IAPD

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