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Norma G Robredo

Raymond James & Associates, Inc.

El Paso, TX

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-27
  • TX RA
    APPROVED
    Since 2021-04-27

Branch Locations

4503 North Mesa, El Paso, TX 79912 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors El Paso TX 08/2011 11/2016
Wells Fargo Clearing Services, Llc El Paso TX 11/2016 04/2021
Raymond James And Associates, Inc. El Paso TX 04/2021 Present
  • 08/2011 → 11/2016
    Wells Fargo Advisors
    El Paso, TX
  • 11/2016 → 04/2021
    Wells Fargo Clearing Services, Llc
    El Paso, TX
  • 04/2021 → Present
    Raymond James And Associates, Inc.
    El Paso, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-09
S63 Uniform Securities Agent State Law Examination 2002-04-11
  • S66 Uniform Combined State Law Examination
    2012-01-09
  • S63 Uniform Securities Agent State Law Examination
    2002-04-11
Other Names
  • Norma Robredo
  • Norma G Castillo
  • Norma Guadalupe Robredo
  • Norma G. Robles
  • Norma Castillo
  • Norma G. Castillo

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EL PASO, TX
OSAIC WEALTH, INC. · EL PASO, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL PASO, TX
PARK AVENUE SECURITIES LLC · EL PASO, TX
LPL FINANCIAL LLC · EL PASO, TX
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · EL PASO, TX
CETERA INVESTMENT ADVISERS LLC · EL PASO, TX
AMERIPRISE FINANCIAL SERVICES, LLC · El Paso, TX

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