Michael Albert Von Borsig

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-29
FL	RA	APPROVED	2024-11-01
NJ	RA	APPROVED	2024-10-31
NY	RA	APPROVED	2024-10-31

TX RA
APPROVED

Since 2026-06-29
FL RA
APPROVED

Since 2024-11-01
NJ RA
APPROVED

Since 2024-10-31
NY RA
APPROVED

Since 2024-10-31

Branch Locations

100 Se 2Nd Street, Suite 2500, Miami, FL 33131 • United States

Surfside, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	St. Louis	MO	12/2015	09/2018
Citigroup	New York	NY	10/2018	10/2024
Ubs Financial Services Inc	Miami	FL	10/2024	Present

12/2015 → 09/2018

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO
10/2018 → 10/2024

Citigroup

New York, NY
10/2024 → Present

Ubs Financial Services Inc

Miami, FL

Previous Registrations

2018-10-31 → 2024-11-07

Citigroup Global Markets Inc.

New York, NY

New York, NY

New York, NY
2015-12-04 → 2018-09-28

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

New York, NY
2010-09-23 → 2015-12-04

Barclays Capital Inc.

New York, NY

New York, NY
2010-01-01 → 2010-09-23

Ubs Financial Services Inc.

New York, NY
2009-04-16 → 2010-01-01

Ubs International Inc.

New York, NY
2007-09-27 → 2009-04-23

Ubs Financial Services Inc.

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-26

S66 Uniform Combined State Law Examination

2007-09-26

Designations

Other Names

Albert Von Borsig

View on SEC IAPD

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SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP · MIAMI, FL

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