Robert Richard Moseley

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 11/2021
  Edward Jones Investments
  Dallas, TX
• 11/2021 → Present
  Raymond James And Associates, Inc.
  Dallas, TX

Previous Registrations

• 2014-02-27 → 2021-11-16
  Edward Jones
  Dallas, TX
  Maryland Heights, MO
  Dallas, TX
  St Louis, MO
  Dallas, TX
• 2007-09-25 → 2014-02-12
  Ubs Financial Services Inc.
  Weehawken, NJ
  Plano, TX

Other Businesses

Name of Business: StubHub Address: 9717 Lanshire Dr., Dallas, TX, 75238, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 06/26/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sell tickets online to events such as concerts or sporting events, typically in the event no longer able to attend

Exams

• S66 Uniform Combined State Law Examination
  2007-09-24

Other Names

• Robbie Richard Moseley