Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-04 |
| KS | RA | APPROVED | 2023-08-21 |
Branch Locations
11101 Switzer Rd Ste 100, Overland Park, KS 66210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities, Inc. | Overland Park | KS | 02/2014 | Present |
| Heffner Financial Services | Overland Park | KS | 06/2016 | 08/2019 |
| Stephens - Heffner Financial Partners | Overland Park | KS | 08/2019 | Present |
| Principal Life Insurance Company | Overland Park | KS | 01/2026 | Present |
***New Horizon Ranch Inc.; Not Investment Related; Overland Park, KS; Board Member; Create support for organizational mission. Provide financial oversight, no check writing or funds handling. Hire and support the organizations executive director. Serve on board committees when required.; Start Date: 10/01/2018; 15 hrs per month; 0 during trading hours. ***Stephens Heffner Financial Partners; Not Investment Related; Overland Park, KS; Registered Staff; Provide customer service and follow up; Start Date: 08/01/2019; 160 hrs per month; 160 during trading hours. ***New Horizon Ranch; Not Investment Related; Overland Park, KS; Bookkeeper; bookkeeping for non-profit organization. No check writing or handling of fund. Reconcile account to ensure revenues and expenditures are properly recorded and accounted; Start Date: 12/01/2019; 10 hrs per month; 0 during trading hours. ***NEW HORIZONS RANCH POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 1526 Vermont Road, Rantoul KS 66079-9009, United States DESCRIPTION: As a board member, I vote on changes to policy and any needs the ranch may need whether in acquiring materials, labor, or any other strategies that would change direction for the Ranch. We also help with fund raising efforts and general public introductions to the ranch.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-06 |
Reach out to this advisor