David John Guido

Employer firm

Summit Financial, LLC CRD 299322

$22.5B regulatory AUM 59 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2015 → 09/2023
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 09/2023 → 12/2023
  Private Client Services
  Louisville, KY
• 09/2023 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2015-06-16 → 2023-09-27
  Cambridge Investment Research Advisors, Inc.
  Lansdowne, VA
• 2014-05-16 → 2014-12-04
  Msi Financial Services, Inc.
  Falls Church, VA
• 2012-12-20 → 2014-05-16
  Osaic Fa, Inc.
  Vienna, VA
• 2011-11-01 → 2012-11-05
  Mml Investors Services, Llc
  Mclean, VA
• 2009-07-28 → 2011-01-20
  Park Avenue Securities Llc
  Reston, VA
• 2008-06-30 → 2009-03-20
  United Brokerage Services, Inc
  Fairfax, VA
  Mclean, VA
  Manassas, VA
  Vienna, VA
  Annandale, VA
  Alexandria, VA
  Dumfries, VA
• 2007-10-04 → 2008-04-02
  Morgan Stanley & Co. Llc
  Vienna, VA

Other Businesses

(1) OFFERS INSURANCE AS A BROKER OR AGENT THROUGH NUMEROUS INSURANCE COMPANIES. SOME SALES ARE THROUGH SRM, AN AFFILIATED COMPANY WHICH IS LICENSED TO SELL VARIOUS INSURANCE PRODUCTS. MR. GUIDO EARNS BOTH CASH AND NON-CASH COMPENSATION BASED ON SALES OF THESE PRODUCTS.

Exams

• S66 Uniform Combined State Law Examination
  2007-10-02