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Li Xu

Strategic Advisers LLC

Sunnyvale, CA

Sunnyvale, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Sunnyvale, CA • United States

398 W. El Camino Real Suite 102, Sunnyvale, CA 94087-1398 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Milpitas CA 07/2007 02/2018
Td Ameritrade, Inc. Milpitas CA 02/2018 03/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 03/2021
Fidelity Brokerage Services Llc Sunnyvale CA 03/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2007 → 02/2018
    Scottrade
    Milpitas, CA
  • 02/2018 → 03/2021
    Td Ameritrade, Inc.
    Milpitas, CA
  • 02/2018 → 03/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 03/2021 → Present
    Fidelity Brokerage Services Llc
    Sunnyvale, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-04-19 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Sunnyvale, CA
  • 2018-02-27 → 2021-03-30
    Td Ameritrade, Inc.
    Milpitas, CA
    Menlo Park, CA
  • 2018-02-26 → 2021-03-30
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Milpitas, CA
    Menlo Park, CA
  • 2017-07-21 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-21
S63 Uniform Securities Agent State Law Examination 2010-02-01
  • S66 Uniform Combined State Law Examination
    2017-07-21
  • S63 Uniform Securities Agent State Law Examination
    2010-02-01

View on SEC IAPD

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