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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-01-05 |
Branch Locations
3200 Southwest Fwy #1800, Houston, TX 77027 • United States
Coldspring, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
CHESAPEAKE OPERATING, INC. - P.O. BOX 18496, OKLAHOMA CITY, OK - NATURAL GAS LEASE - 03/2012 - 0 HRS/MO - 0 COMPENSATION - NO DUTIES- NOT INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-02-24 |
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