Mark Andrew Jones

Current Employers

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-05-30
AZ	RA	APPROVED	2021-10-04

TX RA
APPROVED_RES

Since 2023-05-30
AZ RA
APPROVED

Since 2021-10-04

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

4800 N Scottsdale Rd Ste 1900, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Integrated Wealth Management	Scottsdale	AZ	08/2001	08/2023
Geneos Wealth Management, Inc.	Scottsdale	AZ	03/2010	09/2021
Cwm, Llc	Omaha	NE	10/2021	Present
Cetera Advisor Networks	El Segundo	CA	10/2021	10/2024
Carson Wealth	Scottsdale	AZ	08/2023	02/2026
Carson Wealth	Scottsdale	AZ	02/2026	Present

08/2001 → 08/2023

Integrated Wealth Management

Scottsdale, AZ
03/2010 → 09/2021

Geneos Wealth Management, Inc.

Scottsdale, AZ
10/2021 → Present

Cwm, Llc

Omaha, NE
10/2021 → 10/2024

Cetera Advisor Networks

El Segundo, CA
08/2023 → 02/2026

Carson Wealth

Scottsdale, AZ
02/2026 → Present

Carson Wealth

Scottsdale, AZ

Previous Registrations

2017-07-06 → 2022-01-26

Integrated Wealth Management, Llc

Scottsdale, AZ

Other Businesses

FIXED INSURANCE NATURE: Insurance START: 11/3/2022 APPX. HRS/MONTH: 1 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 50 POSITION: INSURANCE AGENT DUTIES: Discuss Life, Health, Disability, Annuities & LTC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-20
S63	Uniform Securities Agent State Law Examination	2000-04-17

S66 Uniform Combined State Law Examination

2017-06-20
S63 Uniform Securities Agent State Law Examination

2000-04-17

View on SEC IAPD