Kristin Sweis

Employer firm

Paradigm Money Management, LLC CRD 304097

150 advisory clients

Reported services (Item 5G)

• Financial planning
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 01/2019
  Tdameritrade, Inc
  Northbrook, IL
• 01/2019 → 12/2019
  Spotlight Asset Group, Inc.
  Oakbrook Terrace, IL
• 03/2020 → Present
  Paradigm Money Management, Llc
  Phoenix, AZ
• 12/2019 → 02/2020
  Unemployed
  Burr Ridge, IL

Previous Registrations

• 2019-02-26 → 2019-12-18
  Spotlight Asset Group
  Oakbrook Terrace, IL
• 2011-10-31 → 2019-01-17
  Td Ameritrade, Inc.
  Northbrook, IL
• 2011-10-31 → 2019-01-17
  Td Ameritrade Investment Management, Llc
  Northbrook, IL
  Northbrook, IL
• 2007-12-20 → 2011-02-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Pennington, NJ
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2007-12-18

Other Names

• Kristin Kari