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Katherine Rose Kelliher

Eagleclaw Capital Management LLC

Boston, MA

Moors & Cabot, Inc.

Boston, MA

Boston, MA

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Current Employers
Eagleclaw Capital Management Llc

One Federal Street 19Th Floor, Boston, MA 02110-2003 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-12-06
  • MA RA
    APPROVED
    Since 2018-12-06

Branch Locations

One Federal Street 19Th Floor, Boston, MA 02110-2003 • United States

Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-04-18
  • CA RA
    APPROVED
    Since 2016-04-18

Branch Locations

One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moors Cabot Boston MA 04/2014 Present
  • 04/2014 → Present
    Moors Cabot
    Boston, MA
Previous Registrations
  • 2016-03-15 → 2020-01-08
    Gyroscope Capital Management Group Llc
    Boston, MA
    Naples, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-25
S63 Uniform Securities Agent State Law Examination 2001-05-29
  • S65 Uniform Investment Adviser Law Examination
    2016-02-25
  • S63 Uniform Securities Agent State Law Examination
    2001-05-29

View on SEC IAPD

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