Pamela Rodriguez

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Independent Capital Management
  Los Angeles, CA
• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 03/2017 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Los Angeles, CA

Previous Registrations

• 2017-03-13 → 2023-09-01
  Osaic Services, Inc.
  Los Angeles, CA
  Costa Mesa, CA
• 2012-02-16 → 2016-12-21
  Independent Capital Management
  San Diego, CA

Other Businesses

1) TRUST SERVICES: CITADEL LAW OFFICES, NON- INVESTMENT RELATED, 2372 MORSE AVENUE, IRVINE, CA 92614. AS A CERTIFIED PARALEGAL WITH CITADEL LAW OFFICES, I GATHER INITIAL ESTATE ANALYSIS INFORMATION TO FORWARD TO THE ATTORNEY WHO THEN PROVIDES TRUST SERVICES. 2) INDEPENDENT CAPITAL MANAGEMENT POSITION: Other - Employee NATURE: Corporation^Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 10/01/2007 ADDRESS: 1925 Century Park E, 1700, Los Angeles CA 90067, United States DESCRIPTION: We offer our clients, who are also Osaic Wealth clients, asset protection through various types of life insurance when appropriate. 3) ICM LENDING POSITION: Other - Employee NATURE: Mortgage Brokerage - INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2008 ADDRESS: 695 Town Center Dr, Suite 530, Costa Mesa CA 92626, United States DESCRIPTION: To originate refinance or purchase loans for clients who need help to consolidate or lower debt, reduce overall interest cost, and improve cash flow for the improvement of their overall financial situation relative to their goals 4) CERRITOS COLLEGE POSITION: Contractor NATURE: School District INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 11110 Alonda Blvd, Norwalk CA 90650, United States DESCRIPTION: Contractor, Course Instructor 5) INDEPENDENT CAPITAL MANAGEMENT POSITION: Other - Employee NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 09/01/2007 ADDRESS: 1925 Century Park E, Suite #1700, Los Angeles CA 90067, United States DESCRIPTION: We offer our clients, who are also Osaic Wealth clients asset protection through various types of life insurance when appropriate.

Exams

• S66 Uniform Combined State Law Examination
  2008-12-23
• S63 Uniform Securities Agent State Law Examination
  2007-08-23