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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-09-10 |
Branch Locations
170 Radnor Chester Road, Suite 101, Radnor, PA 19087 • United States
Downingtown, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Radnor | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Radnor | PA | 11/2016 | 09/2020 |
| Wedbush Securities Inc. | Radnor | PA | 09/2020 | Present |
Bailey & Quinn Financial Consulting Group; Investment-Related; Randor, PA; DBA Team Name for Wedbush Securities Business; Team Member; Start: 09/2020; Approx: 160 hours monthly, 160 hours per month during business hours; Duties: DBA Team Nam for Wedbush Securities Business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-14 |
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