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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-19 |
| TX | RA | APPROVED | 2025-06-18 |
Branch Locations
1421 Pine Ridge Road Suite 300, Naples, FL 34109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Naples | FL | 05/2015 | 06/2025 |
| Bank Of America, N.A. | Naples | FL | 08/2015 | 06/2025 |
| Raymond James & Associates | Naples | FL | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-22 |
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