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Katherine Elizabeth Rachal

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jersey City, NJ

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-09-12
  • FL RA
    APPROVED
    Since 2016-09-12

Branch Locations

525 Washington Blvd Investment Solutions Group, Jersey City, NJ 07310 • United States

9000 Southside Blvd Investment Solutions Group, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Petersburg FL 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-08
  • S66 Uniform Combined State Law Examination
    2016-09-08
Other Names
  • Katie Elizabeth Mcintyre
  • Katherine Elizabeth Mcintyre

View on SEC IAPD

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