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David Donald Bethoney

Wells Fargo Clearing Services, LLC

Wilmington, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-08-23
  • NC RA
    APPROVED
    Since 2021-08-23

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Orlando FL 10/2009 Present
Wells Fargo Advisors Llc Orlando FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Orlando FL 11/2016 Present
  • 10/2009 → Present
    Wachovia Bank, N.A.
    Orlando, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Orlando, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-23
S63 Uniform Securities Agent State Law Examination 2007-10-05
  • S66 Uniform Combined State Law Examination
    2021-08-23
  • S63 Uniform Securities Agent State Law Examination
    2007-10-05
Other Names
  • David Bethony

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC

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