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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-22 |
| MN | RA | APPROVED | 2023-04-28 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
17316 Kenyon Ave Ste 104, Lakeville, MN 55044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Planning Corporation | Ann Arbor | MI | 09/2007 | 04/2023 |
| Parkland Securities, Llc | Ann Arbor | MI | 08/2014 | 04/2023 |
| J.W. Cole Financial, Inc. | Tampa | FL | 04/2023 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 04/2023 | Present |
(1) Midwest Money Management; DBA; Investment Related; 17316 Kenyon Ave, Ste 104, Lakeville, MN 55044; Investment Management/Securities/ Insurance Sales (life, disability & Health); Vice President; 160+ hrs/mo, 160+ hrs/mo during trading. (2) Corey Schmiedeberg; Not investment related; 11690 Aileron Ct, Inner Grove Heights; MN 55077; Agriculture Lease; Land Owner; Start 11/2017; 10 hrs/mo, 0 during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-08-10 |
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