Peter Hays Cole

Current Employers

Employment History

• 08/1988 → Present
  Peter H. Cole, Lcsw / Sierra Psychotherapy Group
  Sacramento, CA
• 04/2000 → 06/2024
  Securities America, Inc.
  Sacramento, CA
• 08/2000 → Present
  Insight Financial Group
  Sacramento, CA
• 04/2001 → 06/2024
  Securities America Advisors, Inc.
  Sacramento, CA
• 01/1992 → Present
  Sierra Institute For Contemporary Gestault Therapy
  Sacramento, CA
• 01/1997 → 01/2017
  Pacific Center For Therapist Development
  Sacramento, CA
• 08/1988 → Present
  University Of California Medical Center
  Sacramento, CA
• 01/1985 → Present
  Peter H. Cole, Lcsw
  Sacramento , CA
• 12/2005 → Present
  Pathway To Prosperity
  Sacramento, CA
• 06/2006 → 01/2018
  Everbank
  Jacksonville, FL
• 10/2001 → Present
  Peter H. Cole, Chfc
  Sacramento, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sacramento, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sacramento, CA

Previous Registrations

• 2001-04-25 → 2024-06-14
  Securities America Advisors, Inc.
  Sacramento, CA

Other Businesses

1. PETER H COLE, LCSW POSITION: I am the sole proprietor NATURE: 1. PETE COLE, LCSW/ CLINICAL SOCIAL WORK/ LICENSED CLINICAL SOCIAL WORKER/ 35% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 15 START DATE: 06/01/1990 ADDRESS: 2011 P St, Sacramento CA 95811, United States DESCRIPTION: I do individual and marital counseling under a CA Clinical Social Work License. 2. INSIGHT FINANCIAL GROUP POSITION: Sole Proprietor NATURE: 4. INSIGHT FINANCIAL GROUP /INSURANCE SALES --SOLE PROPRIETOR- 10% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 06/01/1998 ADDRESS: 2011 P St, Suite 201, Sacramento CA 95811, United States DESCRIPTION: With financial clients, sometimes it is appropriate that they buy life insurance, disability insurance or variable annuity product. With my insurance license, I am able to provide those products and services. 3. INSIGHT FINANCIAL GROUP POSITION: Investment Advisor Representative NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 4/2001 - LOCATED AT 2011 P ST STE 201, SACRAMENTO, CA 95811-5225 INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2001 ADDRESS: 2011 P St, Suite 201, Sacramento CA 94705, United States DESCRIPTION: When appropriate, I have certain SAI clients invest through Securities America Advisors where I am an Investment Advisor Representative. I primarily use SAA's Managed Opportunities program for my clients. 4. 2011 P ST SACRAMENTO CA POSITION: Building Owner NATURE: I own the building and rent separate spaces to professionals. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 2011 P St, Sacramento CA 94705, United States DESCRIPTION: I own the building - maintenance; collecting rents; relations with tenants.

Exams

• S66 Uniform Combined State Law Examination
  2001-04-09
• S63 Uniform Securities Agent State Law Examination
  2000-04-19

Designations