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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-07
TX RA APPROVED 2021-07-21
  • MN RA
    APPROVED
    Since 2023-08-07
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

13750 San Pedro Ave Ste 350, San Antonio, TX 78232 • United States

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers For W & R Insurance Agencies Von Ormy TX 07/2006 07/2021
Waddell & Reed Inc San Antonio TX 07/2006 07/2021
Moldboard Farms Froid MT 05/2011 07/2021
Parent Advisory Board Fort Knox KY 06/2015 03/2017
Meadows Child Development Ctr Parent Advisory Brd Fort Hood TX 10/2017 05/2019
Mark Chavez Corpus Christi TX 04/2019 07/2021
Pontem Financial, Llc San Antonio TX 08/2020 07/2021
Lpl Financial Llc San Antonio TX 07/2021 Present
  • 07/2006 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Von Ormy, TX
  • 07/2006 → 07/2021
    Waddell & Reed Inc
    San Antonio, TX
  • 05/2011 → 07/2021
    Moldboard Farms
    Froid, MT
  • 06/2015 → 03/2017
    Parent Advisory Board
    Fort Knox, KY
  • 10/2017 → 05/2019
    Meadows Child Development Ctr Parent Advisory Brd
    Fort Hood, TX
  • 04/2019 → 07/2021
    Mark Chavez
    Corpus Christi, TX
  • 08/2020 → 07/2021
    Pontem Financial, Llc
    San Antonio, TX
  • 07/2021 → Present
    San Antonio, TX
Previous Registrations
  • 2006-07-17 → 2021-07-21
    Waddell & Reed
    Fayetteville, NC
    San Antonio, TX
    Raleigh, NC
    El Paso, TX
    Louisville, KY
    San Antonio, TX
    Killeen, TX
    Edmond, OK
    Corpus Christi, TX
    San Antonio, TX
  • 2006-01-25 → 2006-05-19
    Usaa Financial Planning Services
    San Antonio, TX
  • 2005-01-04 → 2005-07-15
    First Command Bank
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-04
S63 Uniform Securities Agent State Law Examination 2000-04-05
  • S65 Uniform Investment Adviser Law Examination
    2004-11-04
  • S63 Uniform Securities Agent State Law Examination
    2000-04-05
Other Names
  • Mark Nohrenberg

View on SEC IAPD

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