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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-07 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
13750 San Pedro Ave Ste 350, San Antonio, TX 78232 • United States
Maple Grove, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers For W & R Insurance Agencies | Von Ormy | TX | 07/2006 | 07/2021 |
| Waddell & Reed Inc | San Antonio | TX | 07/2006 | 07/2021 |
| Moldboard Farms | Froid | MT | 05/2011 | 07/2021 |
| Parent Advisory Board | Fort Knox | KY | 06/2015 | 03/2017 |
| Meadows Child Development Ctr Parent Advisory Brd | Fort Hood | TX | 10/2017 | 05/2019 |
| Mark Chavez | Corpus Christi | TX | 04/2019 | 07/2021 |
| Pontem Financial, Llc | San Antonio | TX | 08/2020 | 07/2021 |
| Lpl Financial Llc | San Antonio | TX | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-05 |
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