Desiree Rome Kelley

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → Present
  Raymond James Financial Services, Inc.
  Metairie, LA
• 08/2007 → 12/2016
  Detillier Financial Advisors
  Lutcher, LA
• 08/2007 → 12/2016
  Lincoln Investment
  Lutcher, LA
• 02/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Metairie, LA

Previous Registrations

• 2010-08-02 → 2016-12-31
  Lincoln Investment
  Cincinnati, OH
  Lutcher, LA
• 2015-11-19 → 2016-12-31
  Capital Analysts
  Lutcher, LA
• 2008-04-03 → 2010-08-02
  Mm Ascend Life Investor Services, Llc
  Cincinnati, OH
  Lutcher, LA

Other Businesses

(1)Name of Business: Planning & Investment Centers, Inc. Address: 1 Galleria Blvd Ste 735, Metairie, LA, 70001, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General duties (2) The M Group Address: 1 Galleria Blvd Ste 735, Metairie, LA, 70001, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 05/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General duties (3) M Wealth Advisors Address: 1 Galleria Blvd Ste 735, Metairie, LA, 70001-7522, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/10/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-01-28
• S65 Uniform Investment Adviser Law Examination
  2008-02-22

Designations

• Certified Financial Planner

Other Names

• Desiree Lynn Rome