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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-24 |
| PR | RA | APPROVED | 2021-08-18 |
Branch Locations
Plaza 273 Suite 1400 Ponce De Leon Avenue, San Juan, PR 00917 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | San Juan | PR | 09/2011 | 03/2020 |
| Massmutual Life Insurance Co | San Juan | PR | 11/2020 | Present |
| Mml Investor Services, Llc | San Juan | PR | 07/2021 | Present |
| Aquetebusta Bar N Grill | San Juan | PR | 03/2020 | 04/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-30 |
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