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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2021-03-22 |
| NH | RA | APPROVED | 2019-02-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Fresno | CA | 12/2012 | Present |
1. 7/9/2013 - BRIGHTON INVESTMENT ADVISORS - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 10/21/2013: NON-VARIABLE INSURANCE - BRIGHTON INVESTMENT ADVISORS - SELLING LIFE INSURANCE, HEALTH INSURANCE, LTC, AND FIXED ANNUITIES. - TIME SPENT 2% - FRESNO, CA. 3. 09/06/2019 - NWM Investment Services Inc - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:11/15/2016 - 0 hrs/mo - 0 hrs during trading. 4. 12/19/2022 - Brighton Investment Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/14/2022 - 160 Hours Per Month/160 Hours During Securities Trading 5. 01/10/2023 - Brighton SVP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/05/2023 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-27 |
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