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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-20
  • TX RA
    APPROVED
    Since 2020-02-20

Branch Locations

945 Bunker Hill Rd Suite 300, Houston - Memorial City, TX 77024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird Houston TX 09/2014 Present
  • 09/2014 → Present
    Robert W Baird
    Houston, TX
Other Businesses

Name/Address: Scentsy 2701 E Pine Ave Meridian ID 83642 Start Date: 1/15/25 Hours Spent: 1-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Sales Consultant Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-17
  • S66 Uniform Combined State Law Examination
    2020-02-17
Other Names
  • Katrina M Rose
  • Katrina Butler

View on SEC IAPD

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