Boris M Baranov

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Prudential Insurance Company Of America
  Brooklyn, NY
• 07/2007 → 11/2024
  Pruco Securities, Llc.
  Brooklyn, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Brooklyn, NY

Previous Registrations

• 2021-06-07 → 2024-11-14
  Pruco Securities, Llc.
  Brooklyn, NY
  Flushing, NY
  Brooklyn, NY
  Brooklyn, NY

Other Businesses

1) 11/25/2024 - Prudential - Non-Variable Insurance Commission Trails - Agent - Not Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 2) 12/05/2024 - Amerson Roger - Non-Variable Insurance/Insurance Agency - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 0 hours per month/ during trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-10-04

Other Names

• Boris M Baranov