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Current Employers
Alliance Wealth Management Partners Llc

1111 N. Northshore Drive Ste P-270, Knoxville, TN 37919 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-08-18
  • TN RA
    APPROVED
    Since 2021-08-18

Branch Locations

1111 N. Northshore Drive Ste P-270, Knoxville, TN 37919 • United States

213 East Washington Avenue Suite 102, Athens, TN 37303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Etowah TN 06/2009 09/2017
Cambridge Investment Research, Inc. Fairfield IA 09/2017 03/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2017 12/2021
Alliance Wealth Management Partners Llc Athens TN 08/2021 Present
Previous Registrations
Other Businesses

1) N/A; Licensed Independent Insurance Agent; Investment related; 213 E. Washington Ave, STE 102, Athens, TN. 37303; Selling commissionable insurance products; 10 hrs per month during securities trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-28
  • S66 Uniform Combined State Law Examination
    2007-09-28
Other Names
  • Michael Lawson

View on SEC IAPD

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