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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-05-02
TX RA APPROVED 2023-05-02
  • MN RA
    APPROVED
    Since 2023-05-02
  • TX RA
    APPROVED
    Since 2023-05-02

Branch Locations

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

238 Lewis Street South, Shakopee, MN 55379 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Shakopee MN 07/2007 05/2023
Thrivent Financial For Lutherans Appleton WI 07/2007 05/2023
Level Four Financial, Llc Dallas TX 05/2023 Present
Level Four Advisory Services, Llc Dallas TX 05/2023 Present
  • 07/2007 → 05/2023
    Shakopee, MN
  • 07/2007 → 05/2023
    Thrivent Financial For Lutherans
    Appleton, WI
  • 05/2023 → Present
    Level Four Financial, Llc
    Dallas, TX
  • 05/2023 → Present
    Level Four Advisory Services, Llc
    Dallas, TX
Previous Registrations
Other Businesses

1.FARM TRUST INCOME, POSITION: Beneficiary NATURE: I am the beneficiary of farm land rent through a trust. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2010 ADDRESS: 840 Rosewood Circle, Shakopee MN 55379, United States DESCRIPTION: None 2.CRP PAYMENTS, POSITION: Land owner receiving CRP payments NATURE: I am a land owner of raw land that is currently in a conservation program and I am receiving payment for that conservation. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2019, ADDRESS: 840 Rosewood Circle, Shakopee MN 55379, United States, DESCRIPTION: None other than keeping the land in a conservative state. 3.ABF PROPERTIES LLC, POSITION: Owner NATURE: Commercial Office Property being rented. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2014 ADDRESS: 238 Lewis Street South, Shakopee MN 55379, United States, DESCRIPTION: Paying expenses and collecting rents. 4.TILLABLE FARM LAND RENTAL INCOME, POSITION: Owner of farm land NATURE: I am renting tillable farm land. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/06/2017, ADDRESS: 840 Rosewood Circle, Shakopee MN 55379, United States DESCRIPTION: Paying taxes and collecting rent. Level Four Advisory Services, LLC, SEC Registered Investment Advisor, Investment Advisor Representative, Started 5/2/2023, Located at 12400 Coit Road, Dallas TX 75251, Devote 50-70% of time to this entity under the dba name Entirety Wealth. 5. RESIDENTIAL RENTAL HOUSE, RENTING PROPERTY SHORT TERM RENTAL STARTED 5/1/2024, LOCATED IN MORTON, MN, NOT INVESTMENT RELATED, HOME OWNER/LANDLORD. APPROXIMATELY 5 HOURS DEVOTED MONTHLY AFTER TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-22
S63 Uniform Securities Agent State Law Examination 2007-09-14
  • S65 Uniform Investment Adviser Law Examination
    2010-09-22
  • S63 Uniform Securities Agent State Law Examination
    2007-09-14
Other Names
  • Andrew Berbard Frank

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