Paul Wells Sarama

Current Employers

Employment History

• 05/2010 → 11/2016
  Wells Fargo Advisors Llc
  Paramus, NJ
• 11/2016 → 11/2017
  Wells Fargo Clearing Services, Llc
  Paramus, NJ
• 11/2017 → 05/2022
  Raymond James Financial Services, Inc.
  Rochelle Park, NJ
• 11/2017 → Present
  Steward Partners Investment Advisory, Llc
  Paramus, NJ
• 11/2017 → Present
  Steward Partners Global Advisory, Llc
  Paramus, NJ
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Paramus, NJ

Previous Registrations

• 2010-05-27 → 2017-11-07
  Wells Fargo Clearing Services, Llc
  Paramus, NJ
• 2007-09-24 → 2010-06-10
  Ubs Financial Services Inc.
  Paramus, NJ

Other Businesses

1) Name of Business : Steward Partners Investment Advisory LLC Address: Paramus, NJ Nature of the Business: Independent RIA Position/Title: Investment Adviser Investment Related:Yes Start Date: 12/06/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: managing client assets and relationships 2) The Baker Sarama Wealth Management Group Address: Paramus, NJ Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: No Start Date: 11/02/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: FA 3) Steward Partners Global Advisory Address: Paramus, NJ Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/24/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: AGENT

Exams

• S66 Uniform Combined State Law Examination
  2007-09-21

Other Names

• Paul Sarama