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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-23 |
| MD | RA | APPROVED | 2025-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc. | Rockville | MD | 10/2008 | 02/2019 |
| Cambridge Investment Research | Fairfield | IA | 05/2019 | 07/2024 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 05/2019 | 07/2024 |
| Cetera Advisor Networks Llc | El Segundo | CA | 07/2024 | 12/2024 |
| Cetera Advisors Llc | Greenwood Village | CO | 07/2024 | 12/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 07/2024 | 12/2024 |
| Cetera Financial Specialists Llc | Schaumberg | IL | 07/2024 | 12/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
| Essential Edge | Sante Fe | NM | 01/2025 | 11/2025 |
1.TAG ADVISORS, 4801 COX RD STE 102, GLEN ALLEN VA 23060, United States, 11/17/2025, W2 Employee, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-07 |
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