John Broerman

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 03/2026
  Johnson Bank
  Kenosha, WI
• 02/2015 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → 03/2026
  Lpl Financial Llc
  Kenosha, WI
• 03/2026 → Present
  Ameriprise Financial Services Llc
  Kenosha, WI

Previous Registrations

• 2018-02-14 → 2026-04-02
  Lpl Financial Llc
  Kohler, WI
  Madison, WI
  Kenosha, WI
  Racine, WI
  Kenosha, WI
  Kenosha, WI
  Franklin, WI
• 2015-08-11 → 2018-02-16
  Invest Financial Corporation
  Madison, WI
  White Fish Bay, WI
  Kohler, WI
  Kenosha, WI
  Appleton, WI
  Racine, WI
  Kenosha, WI
  Kenosha, WI

Exams

• S66 Uniform Combined State Law Examination
  2015-08-11
• S63 Uniform Securities Agent State Law Examination
  2011-03-07

Designations

• Certified Financial Planner

Other Names

• John G Broerman
• John Gregory Broerman
• John G Broerman
• John Broerman