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Current Employers
Sageguard Financial Group, Llc

3066 Business Park Circle, Goodlettsville, TN 37072 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-22
  • TX RA
    APPROVED
    Since 2022-12-22

Branch Locations

3066 Business Park Circle, Goodlettsville, TN 37072 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Nacogdoches TX 06/1988 Present
Sageguard Investment Advisory Services Nacogdoches TX 09/2012 12/2021
Pineywoods Financial Nacogdoches TX 01/1994 Present
Alphastar Capital Management Llc Cornelius NC 07/2021 Present
Sageguard Financial Group, Llc Nacogdoches TX 12/2022 Present
  • 06/1988 → Present
    Self Employed
    Nacogdoches, TX
  • 09/2012 → 12/2021
    Sageguard Investment Advisory Services
    Nacogdoches, TX
  • 01/1994 → Present
    Pineywoods Financial
    Nacogdoches, TX
  • 07/2021 → Present
    Alphastar Capital Management Llc
    Cornelius, NC
  • 12/2022 → Present
    Nacogdoches, TX
Previous Registrations
Other Businesses

DAVID COWEE IS PRESIDENT OF PINEYWOODS FINANCIAL AND A LICENSED INSURANCE AGENT. Board Member of Non- Profit, Fredonia Hill Baptist Church 1711 South Street Nacogdoches TX 75964 - Position - Elder $0 Compensation 10 hours per month Oversee Spiritual and Business Direction of Church

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-02
  • S65 Uniform Investment Adviser Law Examination
    2007-07-02

View on SEC IAPD

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