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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-10-12 |
Branch Locations
2525 Bay Area Blvd 3Rd Floor, Houston, TX 77058 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 11/2013 | Present |
OWNER OF THE HULL COMPANY, 3 LOCKWOOD 302B, CHARLESTON, SC 29401. THIS COMPANY IS A YACHT BROKERAGE IN CHARLESTON SC. THE BUSINESS IS NOT INVESTMENT RELATED. COMPANY WAS FOUNDED IN 2000. IN MAY OF 2006, I HIRED A MANAGER TO RUN THE OPERATION, I STEPPED AWAY FROM THE DAY IN DAY OUT ACTIVITY OF THE COMPANY AND PUT THE OPERATION ON CRUISE CONTROL. I SPEND NO HOURS DURING TRADING HOURS WITH THIS ORGANIZATION. I SPEND ABOUT 1-2 HOURS PER MONTH REVIEWING THE BOOKS AND LIGHT ACCOUNTING IN THE EVENINGS AND ON WEEKENDS. 2)CP Soccer, Inc./ Category -Charity/Principal Business Activity - I am the Founder of CP Soccer Houston/ Role - Member of Board of directors/ Duty - Organization and fundraising/ Comp -No
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-20 |
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