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Rm Private Wealth Management CRD 300082
$341M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
801 Brickell Ave Suite 800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-02-25 |
| NJ | RA | APPROVED | 2019-02-22 |
| FL | RA | APPROVED | 2019-02-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Miami | FL | 08/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Miami | FL | 08/2015 | Present |
| Rm Private Wealth Management Inc. | Miami | FL | 11/2018 | Present |
1)Name of Business : AEGIS VENTURES LLC Address: 495 BRICKELL AVENUE APT 5205,MIAMI, FL Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 01/25/2017 Hours per month devoted to this business: 8 Hours per month devoted to this business during trading hours: 0 Description of duties: SINGLE MEMBER LLC USED FOR TAX PURPOSES AND PERSONAL INVESTMENTS IN STARTUP COMPANIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-05 |
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