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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2017-04-12 |
| TX | RA | APPROVED_RES | 2017-01-25 |
Branch Locations
5 Bedford Farms Fl 3, Bedford, NH 03110-6531 • United States
Milford, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | Nashua | NH | 01/2009 | 09/2016 |
| Ameriprise Financial Services, Inc. | Bedford | NH | 09/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Bedford | NH | 03/2020 | Present |
Other Business Activities; Micromounters of New England; As Vice President, I run meetings in the absence of the President, conduct club business, and have limited treasurer powers.; Trinity Lutheran Church, 170 Old Westford Rd, Chelmsford, MA, 01824; Not Investment-Related; 09/16/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-26 |
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