Best Investors
Account
Sign in
Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-08-25 |
| AZ | RA | APPROVED | 2023-08-24 |
| IN | RA | APPROVED | 2023-08-23 |
| NC | RA | APPROVED | 2017-04-24 |
| TX | RA | APPROVED | 2017-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 07/2007 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: POWER OF ATTORNEY FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS (City/State): CHARLOTTE, NC START DATE: 9/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: POWER OF ATTORNEY FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS (City/State): CHARLOTTE, NC START DATE: 9/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC START DATE: 2/2013 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: POWER OF ATTORNEY FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS CHARLOTTE, NC START DATE: 12/2022 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-28 |
Reach out to this advisor