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William Powell Brisley

Vanguard Advisers, Inc.

Charlotte, NC

CRD 5389214

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-25
AZ RA APPROVED 2023-08-24
IN RA APPROVED 2023-08-23
NC RA APPROVED 2017-04-24
TX RA APPROVED 2017-04-24
  • PA RA
    APPROVED
    Since 2023-08-25
  • AZ RA
    APPROVED
    Since 2023-08-24
  • IN RA
    APPROVED
    Since 2023-08-23
  • NC RA
    APPROVED
    Since 2017-04-24
  • TX RA
    APPROVED
    Since 2017-04-24

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 07/2007 Present
  • 07/2007 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: POWER OF ATTORNEY FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS (City/State): CHARLOTTE, NC START DATE: 9/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: POWER OF ATTORNEY FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS (City/State): CHARLOTTE, NC START DATE: 9/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC START DATE: 2/2013 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: POWER OF ATTORNEY FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS CHARLOTTE, NC START DATE: 12/2022 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-20
S63 Uniform Securities Agent State Law Examination 2007-11-28
  • S65 Uniform Investment Adviser Law Examination
    2017-04-20
  • S63 Uniform Securities Agent State Law Examination
    2007-11-28
Other Names
  • William P Brisley
  • Will Brisley

View on SEC IAPD

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