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Karen L. Scotti

J.P. Morgan Securities LLC

Boston, MA

Philadelphia, PA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-05-03
TX RA APPROVED 2024-05-02
  • PA RA
    APPROVED
    Since 2024-05-03
  • TX RA
    APPROVED
    Since 2024-05-02

Branch Locations

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

1735 Market Street Suite 3110, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 07/2007 06/2023
Jpmorgan Chase Bank, N.A. Philadelphia PA 04/2024 Present
J.P. Morgan Securities Llc Philadelphia PA 04/2024 Present
Unemployed Burlington NJ 07/2023 03/2024
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-21
  • S66 Uniform Combined State Law Examination
    2010-07-21
Other Names
  • Karen Knight
  • Karen Lynne Scotti

View on SEC IAPD

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