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Theodore Delano Franklin

State Farm Investment Management Corp.

Houston, TX

CRD 5389120

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-10-30
NM RA APPROVED 2024-10-23
AR RA APPROVED 2024-10-22
OK RA APPROVED 2024-10-22
TX RA APPROVED 2019-02-26
  • LA RA
    APPROVED
    Since 2024-10-30
  • NM RA
    APPROVED
    Since 2024-10-23
  • AR RA
    APPROVED
    Since 2024-10-22
  • OK RA
    APPROVED
    Since 2024-10-22
  • TX RA
    APPROVED
    Since 2019-02-26

Branch Locations

6128 Richmond Ave, Houston, TX 77057-6210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Houston TX 02/2008 Present
Theodore Franklin Insurance Agency Houston TX 02/2008 Present
State Farm Investment Management Corp Houston TX 02/2019 Present
  • 02/2008 → Present
    State Farm Vp Management Corp
    Houston, TX
  • 02/2008 → Present
    Theodore Franklin Insurance Agency
    Houston, TX
  • 02/2019 → Present
    Houston, TX
Other Businesses

1 ) HARRIS COUNTY HOSPITAL DISTRICT FOUNDATION; NON-INVESTMENT-RELATED; 2525 HOLLY HALL, STE 292, HOUSTON, TX 77054; THE HARRIS COUNTY HOSPITAL DISTRICT FOUNDATION IS A NONPROFIT CORPORATION THAT RAISES FUNDS AND PUBLIC SUPPORT FOR HARRIS HEALTH SYSTEM PROGRAMS AND SERVICES THAT GO BEYOND THE NARROW SCOPE OF TAX-ASSISTED CARE FOR THE UNINSURED AND THE UNDERINSURED; officer, chairman; 4/1/15; NO DUTIES; 4 HRS/MO; 0 HRS/MO. 2) Texas Southern University Foundation; non-investment-related; 3100 Cleburne Street, Hannah Hall 201 Houston TX 77004; 3100 Cleburne Street, Hannah Hall 201; Trustee; 06/01/2021; 4;0 3) Theodore Franklin's Insurance Agency; Insurance Agency; Investment-related; 6128 Richmond Ave Houston, TX 77057-6210; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 02/01/2008; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-09-07
  • S63 Uniform Securities Agent State Law Examination
    2007-09-07
Designations
  • Chartered Financial Consultant
Other Names
  • Theo Franklin
  • Theodore Franklin

View on SEC IAPD

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